Assistant Vice President, Compliance Advisory Assistant Vice President, Compliance Advisory …

China CITIC Bank International Limited
in Hong Kong
Permanent, Full time
Last application, 23 Sep 20
Negotiable
China CITIC Bank International Limited
in Hong Kong
Permanent, Full time
Last application, 23 Sep 20
Negotiable
Provide compliance advisory for Personal & Business Banking Group to ensure the adherence to internal compliance control and relevant legal and regulatory requirements.

Key Responsibilities

  • Provide support to business in the development, implementation and regular review of policies and procedures for their operations and initiatives with due regard to all applicable regulatory requirements
  • Review the current compliance controls and identify proper actions for improvement
  • Review investigations into any complaints reported or made by both internal and external customers
  • Perform regular tracking on all outstanding regulatory issues or findings yet to be solved or responded
  • Handle examinations and enquiries from regulators.
  • Raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters

Requirements

  • Degree holder preferably in Law, Accounting or related disciplines
  • 5 - 8 years’ banking, compliance, legal or audit experience, preferably in a sizable financial institution or regulatory bodies
  • Good knowledge in banking laws, operations, products and services
  • Possess good knowledge of relevant regulatory requirements relating to general banking compliance (considerations will be given to compliance knowledge and experience in other compliance areas)
  • Previous experience liaising and communicating with regulators would be preferable
  • Possess good knowledge of Information Technology and/or Fintech would be an advantage
  • Self-motivated, independent and able to communicate effectively at all levels
  • Good command of written and spoken English and Chinese (including Putonghua)

For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp.  Please apply with full resume stating current and expected salaries via https://careers.cncbinternational.com.

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment.  All employment decisions will be made in a non-discriminatory manner.

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