Compliance Analyst (6 month contract)

  • Competitve Salary
  • Hong Kong Hong Kong Hong Kong HK
  • Contract, Full time
  • Resource Solutions
  • 13 Sep 18 2018-09-13

Our Tier 1, award winning Corporate and Investment Banking client is seeking a Compliance Analyst to join the Hong Kong team for a 6 months contract.

Our Tier 1, award winning Corporate and Investment Banking client is seeking a Compliance Analyst to join the Hong Kong team for a 6 months contract.

Reporting directly to the Senior Compliance Specialist, you will assist on handling professional ethics and licensing matters as well as control measures.

To be successful in this role, you will need to be analytical, accurate, and process-oriented. Fluency in written and verbal English and Cantonese is also required. Working amongst a small team, this is a great learning opportunity for an individual with 1+ years’ experience in a similar position looking to further develop their experience in Compliance.

 

Key Responsibilities:

  • Contribute to the permanent control framework and prepare key indicator reports
  • Liaise with teams across the region on first level control pertaining to personal account dealing
  • Detect transaction/activities with potential breaches of compliance policies
  • Track and conduct testing on accuracy and completeness of licensing records and compliance with applicable licensing requirements
  • Handle ad-hoc projects and other tasks as assigned

 

The Essential Skills: 

  • University graduate with 1 year or more experience in compliance experience. Fresh graduates will also be considered.
  • Sound English and Chinese communication skills is a must.
  • Strong attention to detail, team player and able to work under pressure


 

About Our Client

Our client is a prestigious international bank with a long history of providing corporate banking solutions to businesses and to large local companies, financial institutions and multinationals. We look for talented, tenacious individuals who are hungry to progress and eager to grow their knowledge.

 

Your Application

To be considered for this role, please apply via the below link 

 

Values and Diversity

Dynamic working gives everyone at our client the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager. They are an equal opportunity employer and are opposed to discrimination on any grounds. It is the policy of our client to ensure equal employment opportunity without discrimination or harassment on the basis of race, colour, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.