Compliance Associate/Assistant Manager

Responsibilities:

• Handle corporate and individual SFC licensing applications；

• Review client due diligence (KYC) documents on new and existing clients；

• liaison with external service provider on the companies set up；

• Monitor personal account dealings and handle related tasks；

• Handle projects and tasks relating to AML and CIMA filings；

• Handle other general compliance matters or assist projects as assigned from time to time.

• Support the Chief Financial Officer if there is any general SFC enquires or Inspection

Requirements:

• University graduate, preferably with finance, accounting or law degree

• Relevant experience in financial institution, preferably asset management company

• Good interpersonal communication skills

• Good team player while being able to work independently

• Details-oriented

• Proficient in English, Mandarin and Cantonese