Compliance Manager - Insurance Company Compliance Manager - Insurance Company …

IPS Group (Asia) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 10 Jul 19
50K to 60K
IPS Group (Asia) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 10 Jul 19
50K to 60K
Our client is a full licensed Insurance Company with strong presence in the region.

Responsibilities:

  • Assist the Head of Compliance to work with business units, regional and corporate Ethics and Compliance Teams and other risk control units to maintain a corporate culture based on integrity and customer trust through.
  • Providing business compliant solution and support to all Sales & Distribution Channels including Agency, Broker, Direct Marketing, Strategic Partnership and Digital and monitor intermediaries’ sales practice to ensure compliance risks are effectively mitigated.
  • Providing compliance review and recommendation to business units via different compliance programs. Assisting in the development and implementation of compliance control.
  • Working with the team to ensure change of laws or regulations are tracked and relevant policies and procedures are properly and timely implemented to the affected business units.
  • Conducting Compliance training and communication programs as a continuous effort of building and strengthening compliance awareness of all staff.
  • Preparing regular metrics and management reports to facilitate on-going control monitoring by management and functional leaders.
  • Supporting Senior Manager, Ethics & Compliance in implementing ad hoc projects initiated by local management and /or driven by Regional & Corporate teams to support business growth.
  • Handling company’s and representatives’ licensing matters to ensure proper licensing with local regulators, survey and other ad hoc reports as requested by OCI, CPT monitoring.

Requirements:

  • University degree, at least 5 years relevant working experience in compliance, audit or risk management in financial institution and/or life insurance operations
  • Professionally qualified as an accountant/ auditor is preferable.
  • Experience in dealing with regulators such as IA, HKFI and SFC.
  • Familiar with guidelines, codes and requirements issued by IA, HKFI and SFC, Anti-money Laundering Ordinance, Personal Data (Privacy) Ordinance and Insurance Ordinance.
  • Analytical skills and problem solving ability.
  • Mature, independent, well organized and customer focused.
  • Good communications, presentation and report-writing skills.
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