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Compliance Officer - Global Markets

Selby Jennings Hong Kong
Posted 13 hours ago Flexible Permanent Negotiable
Selby Jennings is a leading specialist recruitment firm for banking and financial services. For more than 15 years, we have given professionals peace of mind that the recruitment journey is in expert hands. Our continual investment in best-in-class technologies and consultant training enables us to match candidates and world-leading companies with speed, precision, and accuracy. Today, Selby Jennings operates all over the world to help professionals re-imagine their careers, globally.

Company Overview

A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-tasking skills. This individual will join the Global Market Compliance team as a Compliance Officer to advise on regulatory matters and manage regional projects.

Job Requirements

  • Deliver the Global Markets Compliance program and lead in Global Market compliance projects and committees
  • Manage changes and update on relevant new laws, rules, and regulations
  • Liaise with stakeholders and handle regulatory inquiries, inspections, audits, and surveys
  • Manage compliance issues, incident, and breaches and prepare MIS and incident reports
  • Handle and update compliance policies, procedures, and other related matters
  • Review new business and product proposals or transactions; and approve in accordance with delegated authority
  • Conduct periodic review and updates of Compliance policy and procedures and provide guidance to stakeholders
  • Support team and stakeholders of regulatory development, changes, and impact on business (gap analysis)
  • Support in monitoring and control systems to limit risk and compliance related issues and provide support to improve effectiveness
  • Support in producing periodic MIS and KPIs in the business when necessary
  • Support in compliance training for new and current employees
  • Provide support to any compliance issues and administrative support to APAC Head of Global Markets

Qualifications

  • Knowledge of HKMA/SFC requirements and application
  • Knowledge of APAC global market products preferred
  • Knowledge of risk and control framework or procedure in banks
  • Proficiency in Word, Excel, and PowerPoint
  • Bachelor's degree and/or more than 3 years of experience in compliance in banks, global brokers, or regulators
  • Good command of written and spoken English
  • Advisory experience preferred
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Job ID  PR/387175
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