For Recruiters
Ashford Benjamin Ltd

Control Room - Global Investment Bank

Ashford Benjamin Ltd Hong Kong
Posted 4 days ago Permanent Competitive
V
Posted by
Vivian Chen
Associate Director
This is an excellent opportunity for senior Control Room professionals to join a global leading platform for career enhancement.

Responsibilities:

  • Manage APAC Control Room function
  • Develop compliance framework, policies, procedure, and training program for Corporate and Investment Banking business
  • Provide compliance advisory to research, regulatory reporting, and business matters
  • Approve and maintain restricted, watch, and conflict list, wall crossing, information barriers issue
  • Participate in regulator enquiry, inspection, and management meeting to enhance control framework

Requirements:

  • Not less than 15 years of experience covering control room
  • APAC exposure with direct experience working with senior management

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
More Jobs From Ashford Benjamin Ltd
Ashford Benjamin Ltd
Investment Bank (IBCM) Compliance (D/ED) - Global Investment Bank
Ashford Benjamin Ltd
Hong Kong
4 days ago Full time Competitive
Ashford Benjamin Ltd
Trade Surveillance - Global Investment Bank
Ashford Benjamin Ltd
Hong Kong
4 days ago Full time Competitive
Ashford Benjamin Ltd
Credit Risk - Global Investment Bank
Ashford Benjamin Ltd
Hong Kong
4 days ago Full time Competitive
Ashford Benjamin Ltd
Compliance Generalist - Global Financial Institution
Ashford Benjamin Ltd
Hong Kong
3 days ago Full time Competitive
Ashford Benjamin Ltd
Market Risk (Junior)
Ashford Benjamin Ltd
Hong Kong
4 days ago Full time Competitive

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
More Jobs Like This