Job Description

• Advising on compliance-related matters for the control room & asset management & regulatory compliance area
• Handling compliance tasks for fund set-up and supporting control room business
• Assist in establish compliance related policies and procedures
• Conduct compliance-related training for business
• Communicate with and handle enquiries from regulators

Qualification

• Degree holder in business, accounting, law or other related discipline
• At least 5 years of working experience in the control room & asset management & regulatory compliance area
• Familiar with the relevant SFC regulations
• Previous experience working in regulatory bodies is an advantage
• Can work independently. Having experience handling regulators' inspections and enquiries will be preferred

Technical Skills / Soft Skills Requirement

• Proficiency in written and spoken Mandarin, English and Cantonese
• Good interpersonal and communication skills
• Familiar with local rules, regulations and common market practice
• Good team player