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We are partnering with a global investment bank who's keen to hire a middle level compliance advisory expert to join the team. Candidates with product advisory/ regulatory compliance background are welcomed.
Responsibilities:
- Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM
- Assist stakeholders in regulatory developments updates, projects and related incidents
- Review new business and product proposal and transactions
- Handle regulatory inquiries, audits, inspections and surveys
- Assist in compliance control system projects and training
- Review, implement and update compliance policies, and procedures
Requirements:
- 8+ years of experience in regulatory compliance/ compliance advisory
- Solid understanding of global markets products
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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