We are partnering with a global investment bank who's keen to hire a middle level compliance advisory expert to join the team. Candidates with product advisory/ regulatory compliance background are welcomed.
Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM
Assist stakeholders in regulatory developments updates, projects and related incidents
Review new business and product proposal and transactions
Handle regulatory inquiries, audits, inspections and surveys
Assist in compliance control system projects and training
Review, implement and update compliance policies, and procedures
8+ years of experience in regulatory compliance/ compliance advisory