Investment Bank (IBCM) Compliance (D/ED) - Global Investment Bank

Responsibilities:

• Advising and supporting the Investment Bank and Capital Market business on a wide range of internal and transaction-related compliance matters
• Drafting compliance framework, policies and procedures
• Participate in regulatory updates, new product and activity approvals projects
• Provide guidance with control room functions and process, including advise and management of conflict of interests, information barrier, wall crossing etc
• Liaising with regional and global Legal and Compliance colleagues on matters pertaining to private side business

Requirements:

• Minimum 12 years of compliance experience in investment banking and capital market business compliance advisory gained from investment banks, legal practice or regulators