Responsibilities responsible for analyzing internal operations and identify areas of process enhancement ensure company processes are streamlined to improve efficiency and allow for scalability Perform control checks, documentation and reporting Ensure that control checks are executed in accordance with guidelines To apply control methodology and complete planning/results template Support Business continuity planning activities, projects & business initiatives Partner with key stakeholders front to back in order to drive and define best practices, continuous improvement of processes, service delivery experience and productivity Provide client marketing support by understanding client’s needs, assisting and coordinating with Relationship Manager for meetings
At least 5 years’ experience in Asset Management or Investment Management operations / trade support / portfolio manager support.
Understand HK Regulatory requirements knowledge in AML/CFT, investment selling suitability
Understand Wealth Management Operation Strong understanding of Credit analysis and policies, including Collateral Risk
Good understanding of Risk Management principles, including Operational Risk Show a continuous improvement mindset & problem-solving mindset
Have excellent people skills, business acumen and exemplary work ethics Bachelor Degree or Master Degree in a Finance related topic