Vice President – Listing (Listed Issuer Regulation - Policy Team) Vice President – Listing (Listed Issuer Regulation  …

Hong Kong Exchanges and Clearing Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Hong Kong Exchanges and Clearing Limited
in Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Vice President – Listing (Listed Issuer Regulation - Policy Team)
Job Responsibilities:
  • To act as project manager in LIR policy development projects, and take an active role in the development of listing policies by supporting Listing Division's policy initiatives, having regard to the market development and interest of the public
  • To work as part of a team to regulate listed issuers and in the administration of the Listing Rules
  • To provide guidance to the market through market outreach, organization of and participation in seminars and preparation of written guidance
  • To be responsible for knowledge management and standard forms (including drafting, updating and managing document libraries)
  • To provide accounting, legal and other professional support to the work of the Listing Division in regulation of listed issuers, particularly with respect to the review of novel and complex accounting, legal, business and financial issues
  • To contribute to HKEX projects as appropriate
  • To liaise with other areas of the Listing Division and/or HKEX
Job Requirements:
  • Experienced market practitioner with in depth experience working with listed companies; intimate knowledge of the Hong Kong market and the securities industry and its practices including securities laws, company laws and accounting practices; and familiar with the operations and statutory functions of the SFC and other regulatory bodies
  • Candidate should be qualified lawyers or accountants or university graduates in relevant disciplines with at least 12 years working experience in law, accounting, corporate finance, investment banking or a related field, with at least 3 years of experience in a management capacity
  • High standards of integrity and a strong sense of professional ethics
  • Strong analytical skills, problem solving skills
  • Excellent communicator with strong writing ability, interpersonal and presentation skills. Must be proficient in written and spoken English and Chinese (Cantonese and Putonghua)
Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.
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