Compliance Analyst

  • EUR65000 - EUR70000 per annum + Package
  • Dublin, Leinster, Ireland
  • Permanent, Full time
  • Huxley Banking & Financial Services
  • 26 May 19

My client are one of the worlds largest Asset Management companies with a huge emphasis on client relationships and offering cutting edge solutions which keeps them ahead of the competition.

Role & Responsibilities:

The focus of this role is primarily to provide hands-on delivery of compliance services to our buy-side clients.

Delivering service-related functions for Compliance Services clients:

  • Initial service setup/implementation, including business requirements such as regulatory/legal requirements, business processes/workflows, exception management, reporting, and rules of engagement
  • Compliance software rule writing/testing, report writing, exception management
  • Compliance software configuration changes
  • Compliance software upgrade/regression testing.
  • Problem troubleshooting, support, and resolution.
  • Advising clients on "best practices" and optimal use of Compliance software.
  • Keep abreast of regional and global industry trends and regulatory issues.
  • Work closely with colleagues across the regions globally to design and deliver regionally-relevant services.
  • Effectively manage the internal systems, applications and controls to ensure adherence to the Global Compliance Services Workflow Procedures.
  • Actively participate in internal projects to optimise and scale the service.
  • Provide exemplary customer service.


Required competencies:

  • Proven experience with financial services, legal, securities trading and/or investment management compliance
  • Demonstrable experience using a Rules based Compliance Engine.
  • Knowledge of Investment Compliance Regulations e.g. UCITS III - V, MiFid, AIFMD etc.
  • Ability to perform as a team member in a fast-paced, high-growth, mission critical service delivery environment with multiple projects and tasks with changing deadlines.
  • Strong proficiency using windows based applications, including MS Office applications such as Word, Excel, PowerPoint, Access, and MS Project.
  • Strong analytical skills and strict attention to detail.
  • Excellent interpersonal, verbal, and written communication skills.
  • Excellent organisational skills.
  • Creative and effective problem solving skills.
  • Excellent time-management skills.
  • Displays initiative and is self-driven.


Experience & Qualifications:

  • Bachelor's degree in Business Admin, Finance or a Technical Discipline.
  • Proven experience working within Compliance, ideally within the Investment Management/Trading space.

SThree UK and Ireland is acting as an Employment Agency in relation to this vacancy.