Compliance Manager Compliance Manager …

Elevate Partners
in Dublin, Leinster, Ireland
Permanent, Full time
Be the first to apply
€Attractive salary/bonus
Elevate Partners
in Dublin, Leinster, Ireland
Permanent, Full time
Be the first to apply
€Attractive salary/bonus
A highly regarded investment firm has an opening for a senior compliance professional to join their regulatory and compliance function.

Your role:

  • Provide advice to the group’s trading, research, broking and corporate finance functions regarding regulatory changes 
  • Manage the regulatory relationship with relevant regulators
  • Review general capital market queries and provide timely advice to the business in respect of compliance matters 
  • Conduct compliance monitoring for capital markets business
  • Develop and implement the firm's compliance policies and procedures
  • Input to the periodic risk assessment, testing and surveillance processes

 

Your background:

  • Degree or Masters in Business or Economics or similar.  Professional qualification (e.g. LCOI) desirable
  • 8-10 years’ experience in a compliance or legal function in the investment management sector
  • Have an in-depth understanding of MiFID II, MAR & EMIR as well as other trading regulations
  • Proven ability to work as part of a collaborative team and willingness to embrace a variety of issues
  • Exposure to US and UK markets advantageous
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