The successful candidate must have gained significant senior investment Management Compliance experience including good knowledge of MIFID and the CBI investment management requirements (in particular Distribution & Suitability as they apply to Private Clients) and applicable AML regulations, whilst also be willing to learn the relevant Italian & Spanish regulatory requirements.
This is a very visible, influential and independent role and as such requires the candidate to not only be technically strong but also to have exceptional interpersonal and influencing skills. You will also have the ability to present complex technical information clearly and accurately and to manage senior level relationships with internal and external parties including the regulators.
This is an excellent opportunity for an experienced and talented senior compliance practitioner to join the European Arm of a multi-billion dollar US Asset Manager in a position that will be technically challenging but also allow you the autonomy to develop the Compliance Function in your style and ensure that a strong and supportive compliance culture exists and is maintained throughout the business.
If this sounds an interesting opportunity and would like to know more, please call Gary Collins on 020 7562 7400 for a confidential discussion about this position or send your details to firstname.lastname@example.org (including a contact number & email) however please note due to Covid we cannot reply to all applications so only successful applications will be contacted (although under no circumstance are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.