Compliance officer

  • Competitive
  • Tokyo, Tokyo-to, Japan Tokyo Tokyo-to JP
  • Permanent, Full time
  • Societe Generale
  • 19 Sep 18 2018-09-19

Compliance officer


Societe Generale is one of the leading financial services groups in Europe. Based on a diversified and integrated banking model, the Group combines financial solidity and a strategy of sustainable growth.


Primary Objectives

  • Compliance Advisory for GLFI, CORI, GTPS and part of other business lines (MARK, Lyxor) in Japan
  • In charge of any Compliance related matters at SG Tokyo Branch and SG Aircraft Leasing
Major Accountabilities / Principal Responsibilities


  • Providing professional Compliance advice to Business (e.g. GLFI, CORI, GTPS), Management and other departments with precise understandings of regulation as well as with professional expertise.
  • To take care of all SG Tokyo Branch and SG Aircraft Leasing related issues, including but not limited to Compliance, regulatory requirements, control/assessment and governance related matters.
  • Primary contact of regulators for any SG Tokyo Branch and SG Aircraft Leasing related issues
  • Provide professional support to Management for any governance issues
  • To take care of any inspections and examinations for SG group

Authorisation Delegated to the person- N/A

Participation in Committees - N/A


Key Skill Areas & knowledge Required

  • Professional knowledge and expertise for Banking Law and strong knowledge for FIEL
  • Interpersonal skill
  • Team Work sprits
  • Japanese (native) and English (business level) skill