This is an exciting opportunity for motivated individuals seeking to advance their careers with a global financial services player.
As a Regulatory Compliance officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. The scope entails advising on rules and regulations on investment and trading activities, business issues, and regulatory developments and providing pragmatic advice and solutions to businesses, counsel, brokers, and custodians. You will also advise on regulations governing investment in various jurisdictions, exchange trading rules, foreign acquisition laws, exchange trading rules, foreign direct investment regimes, takeover requirements, etc.
To qualify for the role, you should possess a degree in Law, Business, or Finance with relevant Regulatory Compliance experience. You should know the rules governing public equity and debt investments, securities lending, futures/options, and OTC derivatives trading. Strong interpersonal skills, drive, and being a strong team player are desirable traits.
Please reach out to firstname.lastname@example.org if this opportunity piques your interest. Your application will be treated with the strictest confidentiality.