For Recruiters

AVP, Equities Compliance

Charterhouse Partnership Singapore Singapore
Posted 1 day ago Permanent Highly Competitive
X
Posted by
Xuan Kwok
Recruiter
Partnering with an International Bank, Charterhouse Partnership is currently sourcing for an Equities Compliance AVP. Reporting directly to the Team Head, you will be responsible in providing compliance coverage to Asia Equities business and provide support to other compliance initiatives / projects for Asia Global Markets business.

Job Responsibilities

The incumbent will be required to be up to date on latest regulatory development in Asia and review current compliance policies and procedures. You will then be required to identify gaps and support implementation processes.

The jobholder will be managing requests for advice from sponsors and/or project managers for various initiatives/changes impacting the business/ corporate divisions. The incumbent will assist in handling regulatory inquiries, and requests from auditors and other parties and design and/or conduct compliance reviews or any health checks.

Requirements

  • Degree with min. 4 years of relevant working experience preferably in Compliance, Audit, or Operations with broad knowledge of Equities products and exposure to Global Market ;
  • Good communication and inter-personal skills; Reliable with integrity, responsibility and organized team player;
  • Ability to work multiple tasks concurrently

 

Please contact Xuan Kwok at +65 6950 0354 or XuanK@charterhouse.com.sg for a confidential discussion

 

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.

Job ID  XK
ABOUT COMPANY
Singapore
HR & Recruitment
about charterhouse

Charterhouse was formed in 2003 in Australia and it has established itself as a reputed recruitment specialist in its industry. With footprints in Asia, Australasia and the Middle East, we offer professional and bespoke contingency and retained search services across a variety of industrial sectors.

For more information on how we can help you, give us a call for a confidential discussion at (65) 6435 5600.

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