Established asset management firm looking expand its compliance team by hiring this new headcount that will be responsible for compliance generalist coverage.
The role will work in a small team with visibility and learning opportunity towards compliance veterans and senior management.
Some of the key responsibilities will include:
- Assist with regulatory engagement activities, including regulatory filings, inspections, and supervisory communications with relevant authorities.
- Support senior management and business units by providing guidance on regulatory requirements, fund structures, and cross-border business activities.
- Conduct compliance monitoring activities, including employee compliance reviews, control testing, and thematic assessments.
- Contribute to the enhancement of the firm's compliance framework, including policies, procedures, and internal controls.
- Support the management of AML/CFT programs, including KYC, client onboarding, and ongoing monitoring across investment structures.
To be eligible for this role you will require:
- 4–6 years of relevant compliance experience within the financial services industry; experience in asset management, investment management, or alternative investments is advantageous.
- Positive attitude with a proactive, hands-on approach.
Please contact Shingo Wong by emailing your cv directly in word format with job - reference no. JOB-16604 to Shingo@theedgepartnership.com.
Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.
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