Reporting to the COO, you will engage directly with the senior portfolio managers, traders, and other business units to provide advisory on compliance rules and regulations. This fund has a large focus in the Japan market so foreign investment trade restriction knowledge is required.
You will be responsible for advising both pre and post-trade compliance measures to ensure investment portfolios maintain their respective mandates while adhering to local rules and regulations. Depending on the seniority of the candidate, you can be responsible for managing a small team.
You will serve as a subject matter expert for all portfolio and regulatory compliance related inquiries.
To qualify, individuals must possess:
- University degree
- 8+ years of experience handling compliance in a Financial Institution
- Knowledge in equity, fixed income portfolios
Preferred candidates will possess:
- Law degree
- Hedge fund experience
- Investment compliance knowledge for Japan
- Fluency in Japanese
Please contact Samuel Shim at +65 6950 0385 at firstname.lastname@example.org for a confidential discussion.
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