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CLARC Recruitment

Compliance Manager

CLARC Recruitment London, United Kingdom
Posted 3 days ago In-Office Permanent GBP60000.00 - GBP70000.00 per annum
CLARC Recruitment

We are recruiting for growing Institutional Brokerage firm looking to hire a Compliance Manager to assist with the day to day running of a busy compliance function.

Main Responsibilities

  • Trade monitoring to support compliance with the firm's regulatory monitoring requirements
  • Assist with the implementation of the new communications monitoring system
  • Regulatory horizon scanning for changes that impact the business, including both Regulatory & Exchange enquires
  • Updating regulatory policies and procedures when necessary
  • Assisting with the implementation of the firm's training plan
  • Conducting regulatory certification / registration processes in compliance with UK (SM&CR) and US requirements

Job Requirements:

  • At least 3 years compliance experience in Financial Services, preferably from within a similar institutional brokerage environment
  • A working knowledge/understanding of commodity derivative products
  • Knowledge of ICE and CME rules are advantageous

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

#LI-DR1

job_description_image
Job ID  BBBH261
ABOUT COMPANY
London, United Kingdom
2 Employees Compliance / Legal
CLARC is a specialist Legal, Audit, Risk & Compliance recruiter with offices in London and Dublin. We have nearly 30 years combined recruitment exper...
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