Analyst II Analyst II …

National Futures Association
in Chicago, IL, United States
Permanent, Full time
Be the first to apply
Competitive
National Futures Association
in Chicago, IL, United States
Permanent, Full time
Be the first to apply
Competitive
National Futures Association
The Analyst II will be responsible for conducting daily trade practice and market surveillance for the respective assigned asset class. The Analyst will also conduct analysis and prepare investigations, primarily into disruptive trading practices such as wash trading and spoofing, as well as review off-exchange transactions such as block trades and EFPs.
  • Review trade activity related to trade exceptions and system alerts.
  • Document findings and prepare requests for information for clearing firms.
  • Acquire proficiency in Exchange Rules and CFTC Regulations
  • Develop an understanding of NFA's Market Regulation Surveillance System.
  • Conduct futures surveillance for Large Traders, reviewing positions, position limit compliance and off-exchange transactions and following up on violations or breaches.
  • Create Large Trader account aggregates and create omnibus and clearinghouse relationships for futures surveillance.
  • Address reporting issues of clearing and reporting firms.
  • Prepare investigative files for off-exchange transactions.
  • Attend monthly Exchange meetings and address issues where needed.
  • Address questions from clearing firms and/or Exchange staff.
  • Prepare detailed notes describing issues noted, analyses performed and dispositions reached.
Close
Loading...