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Securities Compliance jobs in United States (828)

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MUFG Bank, Ltd.

Financial Crimes & Compliance, Securities (MUSA) - Vice President

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MUFG Bank, Ltd.
New York, United StatesPermanent
$120k - $151k
14 days ago
TD Bank Group

Director, Equities Compliance Advisory - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$200k - $225k
2 days ago
TD Bank Group

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$100k - $130k
15 days ago
TD Bank Group

Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$150k - $180k
27 days ago
Blackstone

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

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Blackstone
New York, United StatesPermanent
$165k - $250k
1 month ago
TD Bank Group

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$100k - $130k
15 days ago
TD Bank Group

Vice President, Compliance - Monitoring & Testing, TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$150k - $180k
24 days ago
Cantor Fitzgerald Securities

Chief Compliance Officer - CFTC Swap Dealer and SEC Security-Based Swap Dealer

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Cantor Fitzgerald Securities
New York, United StatesPermanent
Competitive
4 months ago
TD Bank Group

VP Compliance - Conflicts Manager, Global Control Room (NY) - TD Securities (US)

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TD Bank Group
New York, United StatesPermanent
$150k - $185k
4 months ago
Olive Asset Management

Compliance/Risk Control Manager

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Olive Asset Management
Palo Alto, United StatesPermanent
$18k - $22k
3 days ago

Senior Manager, Fixed Income Trading

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Altruist
Dallas, United StatesPermanent
Competitive
2 days ago
London Stock Exchange Group

Senior CLO Evaluator

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London Stock Exchange Group
New York, United StatesPermanent
Competitive
19 hours ago
Larson Maddox

Corporate Paralegal

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Larson Maddox
Minneapolis, United StatesPermanent
HybridUSD90000 - USD140000 per annum
6 days ago
MUFG Bank, Ltd.

Vice President, Securitized Products Sales

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MUFG Bank, Ltd.
New York, United StatesPermanent
Competitive
4 days ago
PIMCO

SVP, Senior Counsel

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PIMCO
New York, United StatesPermanent
$ 265,000.00 - $ 305,000.00
20 hours ago

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